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Government Domain Task Force (GovDTF)

RFC: Records Management Maturity Model (RM3)


 

Index

Background:

Capability Maturity Models (CMM) have been used by many organizations for numerous disciplines including Software Development, Capital Planning and Investment Control, and Enterprise Architecture to identify best practices and to help increase the maturity of their programs and processes. At this time, a CMM does not exist for measuring Records Management maturity. To fill that need, the US Department of the Interior (DOI) Records Management CMM has been introduced as a framework that will provide the criteria for evaluating the effectiveness of DOI Records Management. The DOI Records Management CMM covers practices for planning, creating and managing records and can be used to plan improvements to records management processes. The framework consists of 5 maturity levels, starting with 1 as representing the least mature program and 5 as representing a full potential program that leverages for strategic outcomes.

The DOI has brought the CMM model to the OMG for standardization.

Objectives:

Using the DOI model as a starting place, interested parties are authoring an OMG Request for Comment (RFC). An RFC is a proposed standard specification. When completed the RFC will undergo successive levels of review and approval through the OMG's Government Domain Task Force, Architecture Board, Domain Technology Committee, and Board of Directors.

The intent is to provide a specification that can serve both the public and private sectors.

Schedule

Event or Activity

Date

Status/Notes

Work Item Initiated

20070924

GovDTF Jacksonville FL Plenary

Draft Specification posted to OMG document server

20080825

 

GovDTF Review and comment on Draft Specification

20080923

GovDTF Orlando FL Plenary

GovDTF Review and comment on Draft Specification

20081209

GovDTF Santa Clara Plenary

Voting List Closure

20081107

Before RFC Posting

Letters of Intent Deadline

20090220

Before Washington DC Meeting

Final Specification posted to  OMG Document server

20090223

4-week rule for Washington DC

GovDTF Review and Vote to Recommend for Issuance

20090324

GovDTF Plenary, Washington DC

Architecture Board Assessment

20090326

 

Domain Technology Committee Vote to Recommend Issuance

20090327

Beginning of an eMail vote that takes nominally 10 weeks.

OMG Board of Directors issues the specification

 

Board Meeting following successful DTC recommendation, or earlier, contingent on the recommendation.

Related Documents

  • gov/2008-06-05  Draft: The DOI Records Management Capability Maturity Model, June 2006

The DOI Records Management CMM is being introduced as a framework that will provide the criteria for evaluating the effectiveness of DOI Records Management. The DOI Records Management CMM covers practices for planning, creating and managing records and can be used to plan improvements to records management processes. The framework consists of 5 maturity levels, starting with 1 as representing the least mature program and 5 as representing a full potential program that leverages for strategic outcomes. Authored by Ed McCeney, Department of Interior.

This document will serve as the basic content of the specification, reformatted for an OMG Specification

  • gov/2008-06-04 Records Management Maturity Model Guidance Supplement V1.2

The RMMM Supplement provides specific tactical guidance and criteria that are required to achieve eachlevel of the RMMM.By using a Capability Maturity Model approach, the RMMM Supplemental Guidance provides overall strategic guidance and addresses the IT Strategic Plan and Focus Area 6: Information and Records Management. DOI is also working with OMB to incorporate the RMMM approach into the Federal Enterprise Architecture. Authored by Ed McCeney, Department of Interior.

Activity History:

20080923 Orlando Meeting: An initial June 2008 draft of the RM3 was presented to the GovDTF for review and comment. The membership of ARMA International is being solicited to review the draft and provide comments and recommendations from the point of view of industry.

20070925 Jacksonville Meeting: The Records Management Maturity Model was created as a work item. The group is working on schedule and details as well as determining whether to proceed as a Request for Proposal or a Request for Comment. Details and discussion can be found in the  Jacksonville minutes.

 
 

Last updated on: 10/10/2008

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